东方汇财证券二零二二年年报

2022/23 AnnualReport年报 CHARACTERISTICSOFTHEGEM(“GEM”)OFTHESTOCKEXCHANGEOFHONGKONGLIMITED(THE“STOCKEXCHANGE”) GEMhasbeenpositionedasamarketdesignedtoaccommodatesmallandmid-sizedcompaniestowhichahigherinvestmentriskmaybeattachedthanothercompanieslistedontheStockExchange.Prospectiveinvestorsshouldbeawareofthepotentialrisksofinvestinginsuchcompaniesandshouldmakethedecisiontoinvestonlyafterdueandcarefulconsideration.ThegreaterriskprofileandothercharacteristicsofGEMmeanthatitisamarketmoresuitedtoprofessionalandothersophisticatedinvestors. GiventhatthecompanieslistedonGEMaregenerallysmallandmid-sizedcompanies,thereisariskthatsecuritiestradedonGEMmaybemoresusceptibletohighmarketvolatilitythansecuritiestradedontheMainBoardoftheStockExchangeandnoassuranceisgiventhattherewillbealiquidmarketinthesecuritiestradedonGEM. HongKongExchangesandClearingLimitedandtheStockExchangetakenoresponsibilityforthecontentsofthisreport,makenorepresentationastoitsaccuracyorcompletenessandexpresslydisclaimanyliabilitywhatsoeverforanylosshowsoeverarisingfromorinrelianceuponthewholeoranypartofthecontentsofthisreport. Thisreport,forwhichthedirectors(the“Directors”)ofOrientSecuritiesInternationalHoldingsLimited(the“Company”)collectivelyandindividuallyacceptfullresponsibility,includesparticularsgivenincompliancewiththeRulesGoverningtheListingofSecuritiesontheGEM(the“GEMListingRules”)forthepurposeofgivinginformationwithregardtotheCompany.TheDirectors,havingmadeallreasonableenquiries,confirmthattothebestoftheirknowledgeandbelieftheinformationcontainedinthisreportisaccurateandcompleteinallmaterialrespectsandnotmisleadingordeceptive,andtherearenoothermatterstheomissionofwhichwouldmakeanystatementhereinorthisreportmisleading. 香港联合交易所有限公司（“联交所”）GEM（“GEM”）之特色 GEM之定位乃为相比起其他在联交所上市之公司带有较高投资风险之中小型公司提供一个上市之市场。有意投资者应了解投资于该等公司之潜在风险，并应经过审慎周详之考虑后方作出投资决定。GEM之较高风险及其他特色意味着GEM较适合专业及其他资深投资者。 由于GEM上市公司普遍为中小型公司，在GEM买卖之证券可能会较于联交所主板买卖之证券承受较大之市场波动风险，同时无法保证在GEM买卖之证券会有高流通量之市场。 香港交易及结算所有限公司及联交所对本报告的内容概不负责，对其准确性或完整性亦不发表任何声明，并明确表示，概不对因本报告全部或任何部份内容而产生或因倚赖该等内容而引致的任何损失承担任何责任。 本报告包括的资料乃遵照GEM证券上市规则 （“GEM上市规则”）的规定而提供有关东方汇财证券国际控股有限公司（“本公司”）的资料。本公司董事（“董事”）愿就本报告共同及个别承担全部责任。董事在作出一切合理查询后确认，就彼等所深知及确信，本报告所载的资料在各重大方面均属准确完整，且无误导或欺骗成份，及本报告并无遗漏其他事实致使本报告所载任何陈述或本报告产生误导。 CONTENTS 目录 CORPORATEINFORMATION公司资料3–5 EXECUTIVEDIRECTOR’SSTATEMENT执行董事报告6–7 MANAGEMENTDISCUSSIONANDANALYSIS管理层讨论与分析8–21 CORPORATEGOVERNANCEREPORT企业管治报告22–43 ENVIRONMENTAL,SOCIALANDGOVERNANCEREPORT BIOGRAPHICALDETAILSOFDIRECTORSANDSENIORMANAGEMENT 环境、社会及管治报告44–76 董事及高级管理层履历77–81 REPORTOFDIRECTORS董事会报告82–94 INDEPENDENTAUDITOR’SREPORT独立核数师报告95–100 CONSOLIDATEDSTATEMENTOFPROFITORLOSSANDOTHERCOMPREHENSIVEINCOME CONSOLIDATEDSTATEMENTOFFINANCIALPOSITION 综合损益及其他全面收益表101 综合财务状况表102–103 CONSOLIDATEDSTATEMENTOFCASHFLOWS综合现金流量表104–105 CONSOLIDATEDSTATEMENTOFCHANGESINEQUITY NOTESTOTHECONSOLIDATEDFINANCIALSTATEMENTS 综合权益变动表106 综合财务报表附注107–187 FINANCIALSUMMARY财务摘要188 BOARDOFDIRECTORS EXECUTIVEDIRECTORS Ms.LeeNgaChingMr.ShiuShuMing1Ms.SuenTinYan2 Mr.ChungKarHoCarol3Mr.LamShuChung4 INDEPENDENTNON-EXECUTIVEDIRECTORS Mr.SiuKinWaiMs.ChanManYi Ms.LukHuenLingClaire5Mr.TangChungWai6 AUTHORISEDREPRESENTATIVES Ms.LeeNgaChing Mr.Huen,FelixTingCheungMr.YipYatSing7 AUDITCOMMITTEEMEMBERS Mr.SiuKinWai(Chairman) Ms.ChanManYi Ms.LukHuenLingClaire5Mr.TangChungWai6 NOMINATIONCOMMITTEEMEMBERS Mr.SiuKinWai(Chairman) Ms.ChanManYi Ms.LukHuenLingClaire5Mr.TangChungWai6 1Appointedasanon-executivedirectorwitheffectfrom10June2022andredesignatedtoanexecutivedirectorwitheffectfrom5July2022. 2Appointedasanexecutivedirectorwitheffectfrom18November2022. 3Appointedasanexecutivedirectorwitheffectfrom17May2023. 4Resignedasanexecutivedirectorwitheffectfrom19August2022. 5Appointedasanindependentnon-executivedirector,amemberofeachoftheauditcommittee,thenominationcommitteeandtheremunerationcommitteewitheffectfrom17February2023. 6Resignedasanindependentnon-executivedirectorwitheffectfrom17February2023. 7Resignedasjointcompanysecretaryandauthorisedrepresentativewitheffectfrom15June2022. 董事会 执行董事 李雅贞女士萧恕明先生1 孙天欣女士2 钟家豪先生3 林树松先生4 独立非执行董事 萧健伟先生陈敏仪女士陆萱凌女士5 邓宗伟先生6 授权代表 李雅贞女士禤廷彰先生叶逸声先生7 审核委员会成员 萧健伟先生（主席）陈敏仪女士 陆萱凌女士5 邓宗伟先生6 提名委员会成员 萧健伟先生（主席）陈敏仪女士 陆萱凌女士5 邓宗伟先生6 1自二零二二年六月十日起获委任为非执行董事及自二零二二年七月五日起获调任为执行董事。 2自二零二二年十一月十八日起获委任为执行董事。 3自二零二三年五月十七日起获委任为执行董事。 4自二零二二年八月十九日起辞任执行董事。 5自二零二三年二月十七日起获委任为独立非执行董事、审核委员会、提名委员会及薪酬委员会各自的成员。 6自二零二三年二月十七日起辞任独立非执行董事。 7自二零二二年六月十五日起辞任联席公司秘书及授权代表。 东方汇财证券国际控股有限公司/年报20223 CorporateInformation 公司资料 REMUNERATIONCOMMITTEEMEMBERS Mr.SiuKinWai(Chairman) Ms.ChanManYi Ms.LukHuenLingClaire5Mr.TangChungWai6 COMPLIANCEOFFICER Ms.LeeNgaChing COMPANYSECRETARY Mr.Huen,FelixTingCheungMr.YipYatSing7 AUDITOR CLPartnersCPALimited CertifiedPublicAccountants RegisteredPublicInterestEntityAuditors OfficeUnit3203A–532ndFloorofTower2LippoTower No.89QueenswayAdmiralty,HongKong REGISTEREDOFFICE ConyersTrustCompany(Cayman)LimitedCricketSquare,HutchinsDrive POBox2681,GrandCaymanKY1-1111,CaymanIslands HEADQUARTERSANDPRINCIPALPLACEOFBUSINESSINHONGKONG 8/F.,HipShingHongCen