恒投证券2023年度报告

2 3 4 8 9 21 28 84 97 109 115 141 189 202 209 211 214 215 217 2023 2023 202320232023 20243 22 . 1. 証 HENGTAI SECURITIES CO., LTD.HENGTOUSECURITIES 2. 3. 4. 5.2,604,567,4126,384,044,749.38 6. 7. 0100511711100033www.cnht.com.cndongban@cnht.com.cn 8. 24840 9. +86 10 8327 0999+86 10 8327 0998zhangjingshun@cnht.com.cn1711100033 10. +86 10 8327 0999+86 10 8327 0998liuzhanjun@cnht.com.cn1711100033 11. 12. 13. 14. 15. 16.H 17.H 01476 . 19924199811[1998]39 200272[2002]19494,000,000655,569,950200210 9證 2008113證[2008]1148證証2,006,247,412 2009310証[2009]2232,194,707,412 20095 22[2009]423201082011520156 3011.255,0002180% 20%20159162021102115.10%30,414,775.344.90%9,869,695.3195.10%4.90% 20131 251 20136 3220161 29210201611101015201882215122019311128 20131030[2013]137643.75%[2015]1669201572997,750,00057,500,00014.87%58.62%2015928 20159 9証[2015]2089H2015101501476H450,846,00012,604,567,412 . . 202312 31 . 202312 31 . 20231231107 . 1. 2.(%)=PEo+P2+Ei Mi Mo-Ej Mj MoPEoEiEjMoMiMj = . 202320222023123120221231 . 202312 316,384.0520225,422.64961.41 . 1,260,5825.20%89,7554.10%482,5894.70%688,2385.80%4.50%6.30%4.90%5.20%471,4957.20%503,0363.00%(CPI)0.20%1(M2)292.279.70%237.5910.60%35.593.41 20233,087.512,974.933.70%11,003.059,524.6913.54%2,339.981,891.3719.41%1,111,089.281,288,838.842,399,928.123.10%Wind . 2,513.3120227.78%12.162022100.81% 1,501.49202212.74% 1. APPPC 26.79376.9820227.80%149,705.3320223.81%1,843,760.96202214.25%0.38%202211.37% 2024 2. IBIB3,921 2024 3. 2,61412,870.7515,928.16 2024 4. 5,134.09497.00 2024 5. 1,420125,006 2024 213.48202218.45% 1. 11,5001IPO 2024 IPO 2. 4513,45152,1404011,311 2024 3. 137124 2024 449.85202214.93% 1. 2023 15,078.564,100.391,214.739,763.44 3385 2024 2024 2. + 20234548,0999,49916.49%9201,11654.81% 2024 3. 112,700 2024 4. 22 2024 300.12202217.39% 2023A20232023A IPO 2024 ETF 2024REITS IPO . 2,513.317.78%64.15104.99%0.02104.08%0.80%15.66 31,202.65202231,021.250.58%23,012.59202222,835.490.78%8,053.4220227,997.130.70% 13,544.4043.41%5,682.2518.21%9,999.2932.05%1,976.716.33% 12,502.461,432.0512.94%60.42%202257.49%2.93=2.5720222.416.64%= 38.0019.5019.5015.00 2023-201.7920222,104.622,306.412023577.382022-973.331,550.712023-371.822022-1,6121,240.1820233.772022-480.71484.48 16 20221116[2022]3116161820231 1 16 1. 16.66100.83% 2,513.317.78%54.82%5.6731.17%1.034.67%1.87 1,377.8516.43% 154.8516.27%2023 102.5927.49% 783.294.64%2023 14.664.54% 14.6043.21% 37.778.06% 117.4934.06%2023 1,855.8943.95% 36.373.39% 921.1464.64% 91.74505.26 12.4110.6734.5432.82 2. 31,202.650.58%13,544.407.05%5,682.251.68%9,999.2914.10%1,976.715.75% 1,027.487.05%43.41% 1,068.198.28% 93.991.68%18.21% 1,235.3814.10%32.05% 1,501.0824.39%24.53% 1,976.71120.495.75%6.33% 3. 23,012.59177.100.78%10,510.1310.67%3,607.031.70%6,412.6418.13% 1,100115.63 4. 8,190.060.05% 5. (i)(ii)(iii)(iv)(v) 54 52 202312 31 . 13 1. (3) 13 1証2証3証4証5証6証 7証8証9証10証11証12証13証 2. . 1. 202319.502023123119.502023 2. 202319.50202312319.502023 3. 202315.002023123115.002023 . 20239 21. 1.6211,658.56130 2.15,106.98120 3.50%5501,10050% 2 . 2023 証 20232024 1. 2.IPO 3. 4. . (VaR)(DV01) (LCR)(NSFR) (RCSA)(LDC)(KRI) . 証証2023証証証 2% . 2023 20232023 1. 2. 3. 4. ++ 5. 6. . 2024 . . . . . . 2022 20235162022202220221231 2023 20231231 . 3.13 . . . . 1818 . 202312 31XV(i)XV78(ii)352(iii) . (a)(i)(ii) (b)(i)(ii) (c)(i)(ii) 202032020420232 . . . 49(a) 2024322H8.08(1)(d) H 2018201820%20% 2011628[1993]045[2011]348H10%10%(1)H10%(2)H10%20%(3)H20% 2018201910% 2008116H[2008]897H200810% 50 1. . 2. 202312314.27%1.07%5% 22 1. ETF202320232 20232023·–5·15 2. 10 23 20238 . . 2023 . 0. . 20243 22 . 1.20234 10證[2023]25 2.20237 14證[2023]5 . 1. 20182019202020212022. (1) 202141,0004002,6002,000202262320226301,0004002,6002,00020231312023112202363020231092023122970% 20216 282,0004,0003,500202178202110112021113020221182022292022112820227142022811202388 20226 153,00020231173,000202313120237620231228 (2) 201617201811420171220181155.3201812220211117202112202281120237142023725 2.6 2019202020212022. 2023724 3. 2022. 2023619 . 20163 1112016313201931201931320223120223122,773.63 . 1. 20239 2158.6207%2023813202310929.99%14A5%10(1)1414A(2)14A20239202023 2. 202312 166020231216202812158,250,0002023121729.99%14A.0730%14A14A.811212(i)(ii)0.1%5%14A 3. 202292720221120241231202292726.49%14A.07202191414A.2014A14.070.1%5%14A2024123115,000,00096,000,000202412311,500,0004,000,0007,000,00049,015,1651,735,7052023 (1)(2)(3) b. c. d.2023 5514A . . . 2023 1. 4.5 2. 4 3,7451,400377 740 6,262 . . 2. . 2,604,567,4122,153,721,41282.69%H450,846,00017.31% . . 4319H24 1.2022930249,397,2619.5754%11.5798%440,618,11416.9171%20.4585%202321720229302023272023220 2.H 3.202210 21[2022]27320,498,04312.3052%14.8811%202321720232