普罗斯佩克特资本 2026年季度报告

☒QUARTERLY REPORT PURSUANT TO SECTION13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR Commission File Number: 814-00659 (Exact name of registrant as specified in its charter) Securities registered pursuant to Section 12(b) of the Act: Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section13 or 15(d) of the Securities Exchange Actof 1934 during the preceding 12months (or for such shorter period that the registrant was required to file such reports), and (2)has beensubject to such filing requirements for the past 90days.YesNo Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant toRule405 of RegulationS-T (§232.405 of this chapter) during the preceding 12months (or for such shorter period that the registrant wasrequired to submit such files). YesNo Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reportingcompany, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”“smaller reporting company,” and“emerging growth company” in Rule12b-2 of the Exchange Act. Large accelerated filerAccelerated filerNon-accelerated filerSmallerreportingcompanyEmerging growth company(Do not check if a smaller reporting company) If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complyingwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Act).YesNo As of May6, 2026, there were 501,007,653 shares of the registrant’s common stock, $0.001 par value per share, outstanding. Table of Contents PageForward-Looking Statements3PART IFINANCIAL INFORMATIONItem 1.Financial StatementsConsolidated Statements of Assets and Liabilities as of March 31, 2026 (unaudited) and June 30, 20254Consolidated Statements of Operations for the three and nine months ended March 31, 2026 and March 31, 2025(unaudited)5Consolidated Statements of Other Comprehensive Income for the three and nine months ended March 31, 2026 andMarch 31, 2025 (unaudited)7Consolidated Statements of Changes in Net Assets and Temporary Equity for the three and nine months ended March 31,2026 and March 31, 2025 (unaudited)8Consolidated Statements of Cash Flows for the nine months ended March 31, 2026 and March 31, 2025 (unaudited)10Consolidated Schedules of Investments as of March 31, 2026 (unaudited) and June 30, 202512Notes to Consolidated Financial Statements (unaudited)61Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations139Item 3.Quantitative and Qualitative Disclosures About Market Risk178Item 4.Controls and Procedures180PART IIOTHER INFORMATIONItem 1.Legal Proceedings181Item 1A.Risk Factors181Item 2.Unregistered Sales of Equity Securities and Use of Proceeds184Item 3.Defaults Upon Senior Securities184Item 4.Mine Safety Disclosures184Item 5.Other Information185Item 6.Exhibits189Signatures FORWARD-LOOKING STATEMENTS This report contains information that may constitute “forward-looking statements.” Generally, the words “believe,” “expect,” “intend,”“estimate,” “anticipate,” “project,” “will,” “should,” “could,” “may,” “plan” and similar expressions identify forward-looking statements,which generally are not historical in nature. However, the absence of these words or similar expressions does not mean that a statement is notforward-looking. All statements that address operating performance, events or developments that we expect or anticipate will occur in thefuture—including statements relating to volume growth, share of sales and earnings per share growth, and statements expressing general viewsabout future operating results—are forward-looking statements. Management believes that these forward-looking statements are reasonable asand when made. However, caution should be taken not to place undue reliance on any such forward-looking statements because suchstatements speak only as of the date when made. We undertake no obligation to publicly update or revise any forward-looking statements,whether as a result of new information, future events or otherwise, except as required by law. In addition, forward-looking statements aresubject to certain risks and uncertainties that could cause actual results to differ materially from our historical experience and our presentexpectations or projections. These risks and uncertainties include, but are not limited to, those described in Part II, “Item 1A. Risk Factors” andelsewhere in this report and in our Annual Report on Form 10-K for the year ended June 30, 2025, and those described from time to time inreports that we have filed or in the fu