湖南星邦智能装备股份有限公司招股说明书(申报稿)

湖南星邦智能装备股份有限公司 （HunanSinoboomIntelligentEquipmentCo.,Ltd.） （湖南省长沙市宁乡高新技术产业园区金洲大道东128号） 首次公开发行股票并在主板上市招股说明书 （申报稿） 保荐机构（主承销商） （深圳市前海深港合作区南山街道桂湾五路128号前海深港基金小镇B7栋401） 声明：本公司的发行申请尚需经交易所和中国证监会履行相应程序。本招股说明书不具有据以发行股票的法律效力，仅供预先披露之用。投资者应当以正式公告的招股说明书作为投资决定的依据。 声明 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对发行人注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相反的声明均属虚假不实陈述。 根据《证券法》规定，股票依法发行后，发行人经营与收益的变化，由发行人自行负责；投资者自主判断发行人的投资价值，自主作出投资决策，自行承担股票依法发行后因发行人经营与收益变化或者股票价格变动引致的投资风险。 发行概况 发行股票类型 人民币普通股（A股） 发行股数 本次公开发行股票不超过4,777.00万股，占发行后总股本的比例不低于25.00%。本次发行全部为新股发行，不涉及股东公开发售股份的情形。 每股面值 人民币1.00元 每股发行价格 人民币【】元 预计发行日期 【】年【】月【】日 拟上市的证券交易所和板块 上海证券交易所主板 发行后总股本 不超过19,105.72万股（不含采用超额配售选择权发行的股票数量） 境内上市流通的股份数量（如有） 无 境外上市流通的股份数量（如有） 无 保荐人（主承销商） 华泰联合证券有限责任公司 招股说明书签署日期 【】年【】月【】日 目录 声明································ ································ ································ ················ 1 发行概况································ ································ ································ ············ 2 目录································ ································ ································ ················ 3 第一节释义································ ································ ································ ······ 7 第二节概览································ ································ ································ ······ 13 一、重大事项提示·························································································13 二、发行人及本次发行的中介机构基本情况·······················································16 三、本次发行概况·························································································17 四、发行人主营业务经营情况··········································································18 五、发行人符合主板定位················································································21 六、发行人报告期主要财务数据及财务指标·······················································23 七、财务报告审计截止日后主要财务信息及经营状况、盈利预测信息······················24 八、发行人选择的具体上市标准24 九、发行人公司治理特殊安排等重要事项··························································24 十、募集资金运用与未来发展规划24 十一、其他对发行人有重大影响的事项·····························································26 第三节风险因素27 一、与行业相关的风险···················································································27 二、与发行人相关的风险················································································29 三、其他风险·······························································································34 第四节发行人基本情况·························································································36 二、发行人设立以来股本的形成及其变化·························································· 36 三、发行人成立以来重要事件（含报告期内重大资产重组）································ 77 四、发行人在其他证券市场的上市、挂牌情况···················································· 77 五、发行人的股权结构及组织架构································································ ··· 77 六、发行人控股及参股公司情况································································ ······· 78 七、持有发行人百分之五以上股份或表决权的主要股东及实际控制人情况················ 85 八、特别表决权或类似安排············································································· 87 九、协议控制架构的情况················································································ 87 一、发行人基本情况······················································································36 ·· 十、控股股东、实际控制人报告期内是否存在贪污、贿赂、侵占财产、挪用财产或者 法行为································ ································ ································ ········87 十一、发行人股本情况································ ································ ··················· 88 破坏社会主义市场经济秩序的刑事犯罪，是否存在欺诈发行、重大信息披露违法或者其他涉及国家安全、公共安全、生态安全、生产安全、公众健康安全等领域的重大违 十二、董事、监事、高级管理人员及其他核心人员的简要情况·······························119 十三、发行人与董事、监事、高级管理人员及其他核心人员签署的重大协议及履行情 况··············································································································128 股份的情况································ ································ ································ ··129 十五、董事、监事、高级管理人员及其他核心人员最近三年变动情况······················ 131 十六、董事、监事、高级管理人员及其他核心人员对外投资情况···························· 136 十七、董事、监事、高级管理人员及其他核心人员薪酬情况································ ··137 十八、董事、监事、高级管理人员及其他核心人员与原任职单位不存在知识产权、竞业禁止、商业秘密等方面的纠纷或潜在纠纷······················································· 139 十九、已经制定或实施的股权激励或期权激励及相关安排································ ····· 139 二十、发行人员工情况··················································································· 151 第五节业务和技术······························································································· 158 一、发行人主营业务、主要产品或服务的情况···················································· 158 二、发行人所处行业的基本情况和竞争状况······················································· 170 三、销售情况和主要客户················································································ 207 四、采购情况和主要供应商············································································· 221 五、发行人的主要固定资产和无形资产····························································· 228 六、发行人的核心技术及研发情况························