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424B51ea176285-424b5_mmtecinc.htmPROSPECTUSSUPPLEMENT ProspectusSupplementFiledpursuanttoRule424(b)(5)(ToprospectusdatedAugust24,2022)RegistrationNo.333-265898 MMTEC,INC. 8%SeniorConvertiblePromissoryNotesdue2025 OrdinarySharesIssuableUponConversionorRepaymentoftheNotes Thisprospectussupplementrelatestotheissuanceandsaleof8%SeniorConvertiblePromissoryNotes(the“Notes”)intheaggregateoriginalprincipalamountofnotmorethan$70,000,000toaninstitutionalinvestor(the“Purchaser”)pursuanttoasecuritiespurchaseagreementdatedMarch31,2023(the“Offering”).TheNoteshaveanoriginalissuediscountof20%,resultinginanaggregatepurchasepricefortheOfferingofupto$56,000,000.TheNoteswillbearinterestatarateofrateof8%perannumontheoutstandingbalance,andwewillpayinterestoneachNoteyearlyontheanniversaryoftheissuancedateofsuchNoteuntilandincludingthedatethattheoutstandingbalanceundertheNotesisfullyrepaidorconverted.TheNoteswillmatureonthesecondanniversaryoftheirissuancedate,unlessearlierconverted.ThisprospectussupplementalsorelatestotheofferingofordinarysharesissuableuponconversionoftheNotes. EachNoteisconvertible,inwholeorinpart,atanytimeattheoptionofthePurchaserintofullypaidandnon-assessableordinaryshares,parvalue$0.01pershare(the“ConversionShares”);provided,thattheCompanywillnoteffectanyconversiontotheextentthataftergivingeffecttosuchconversionwouldcausetheholderoranypermitteddesigneeoftheholdertobeneficiallyownanumberofsharesexceeding4.99%ofthenumberofordinarysharesoutstandingonsuchdate.ThenumberofConversionSharesisdeterminedbydividingtheNoteamountbeingconvertedbytheconversionprice,whichiscalculatedwithadiscountoftwenty-fivepercent(25%)tothelowestclosingpriceofourordinarysharesforthefive(5)tradingdayperiodimmediatelypriortotheCompany’sreceiptofanoticeofconversionfromthePurchaser,subjecttoafloorof$0.30pershare. WemayprepayanyportionoftheprincipalamountoftheNotes,allaccruedandunpaidinterestrelatingtosuchprepaidportionoftheprincipalandallotheramountsdueundertheNotesatanytimeuponten(10)tradingdaysdays’priorwrittennoticetothePurchaser.IfweexerciseourrighttoprepayaNote,wemustmakeapaymenttothePurchaserofanamountincashequaltotheproductof(i)thesumof(x)thethen-outstandingprincipalamountoftheNoteand(y)allaccruedbutunpaidinterest,multipliedby(ii)115%.TheNoteswillbeseniorunsecuredobligationsoftheCompanyandwillrankequallywithallofourexistingandfutureseniorindebtedness. WewillpaytheexpensesincurredinregisteringtheNotes,includinglegalandaccountingfees. See“PlanofDistribution”formoreinformation. WedonotintendtoapplytolisttheNotesonanysecuritiesexchangeortoarrangefortheirquotationonanyautomateddealerquotationsystem.OurordinarysharesarelistedonTheNasdaqCapitalMarketunderthesymbol“MTC.”OnMarch29,2023,thelastreportedsalepriceofourordinarysharesonTheNasdaqCapitalMarketwas$1.16pershare. WeintendtousethenetproceedsreceivedfromthesaleoftheNotesforgeneralcorporatepurposes.WewillnotreceiveanyadditionalproceedsifandwhentheNotesareconvertedintoConversionShares.WeexpecttoissuesuchConversionShares,ifandwhentheNotesareconverted,fromtimetotimeuntiltheNotesmatureonthesecondanniversaryoftheirissuance. Inthisprospectus,MMTECisreferredtoas“MMTEC.”Werefertooursubsidiariesasfollows:MMFutureTechnologyLimited,aHongKongincorporatedlimitedcompany(“MMFuture”);Gujia(Beijing)TechnologyCo.,Ltd.,aPeople’sRepublicofChina(“PRC”)incorporatedlimitedcompany(“Gujia”);MMBDTradingLimited,aBritishVirginIslandsincorporatedlimitedcompany(“MMBD Trading”);MMBDTradingwasincorporatedonMarch4,2016underthelawsoftheBritishVirginIslands;MMGlobalSecurities,INC.,anIllinoiscorporation(“MMGlobal”);MMFundServicesLimited,aCaymanIslandscompany(“MMFund”);aCaymanIslandscompany;MMCapitalManagementLimited,aCaymanIslandscompany(“MMCapital”);MMFundSPC,aCaymanIslandscompany(“MMSPC”);HCSecurities(HK)Limited,aHongKongcompany(“HCSecurities”);MMBDInvestmentAdvisoryCompanyLimited,aStateofNewYorkincorporatedlimitedcompany(“MMBDAdvisory”);andFundexSPC,aCaymanIslandscompany(“Fundex”).MMTECanditsconsolidatedsubsidiariesarecollectivelyreferredtohereinasthe“Company”,“we”or“us”,unlessspecificreferenceismadetoanentity. MMTEC,ourultimateBritishVirginIslandsholdingcompany,doesnothaveanysubstantiveoperationsotherthanindirectlyholdingtheequityinterestinouroperatingsubsidiariesinChinaandothercountriesandregions.Asofthedateofthisprospectus,(i)theCompany’sbusinessoperationsarecarriedoutbothinsideandoutsideofChina;and(ii)theCompanydoesnotmaintainanyvariableinterestentitystructureoroperateanydatacenterinChina.TheCompany,includingitsHongKongsubsidiaries,maystillbesubjecttoPRClawsrelatingto,amongothers,datasecurityandrestrictionsoverforeigninvestmentsduetothecomplexityoftheregulatoryregimeinChina,andtherecentstatementsandregulatoryactionsbythePRCgovernmentrelatingtodatasecuritymayaffectourbusinessoperationsinChinaorevenourabilitytooffersecuritiesintheUnitedStates.NeitherMMTECnoranyofoursubsidiarieshasobtainedtheapprovalfromeithertheChinaSecuritiesRegulatoryCommission(the“CSRC”)ortheCyberspaceAdministrationofChina(the“CAC”)foranyofferingwemayma