大禹金融2024中期业绩报告

(StockCode股份代号:1073) 2024 Difficultmarketsmayoffernotprofits,butmuchmore. Theyvalidateourcomraderybusinessmodelandconfirmourchoicetostaysmallandnimble. 淡市虽利薄，得益却匪浅。 它验证了我们的伙伴商业模式，及细而精干团队的选择。 CorporateInformation 公司资料 BOARDOFDIRECTORS Non-ExecutiveDirector: Mr.KuoJen-Hao(Chairman) ExecutiveDirectors: Mr.LeeWaLun,Warren(ManagingDirector) Mr.XuHaohao (redesignatedfromNon-ExecutiveDirectorwitheffectfrom4June2024) Mr.LamChiShingMs.LiMing IndependentNon-ExecutiveDirectors: Mr.ChanSzeChungMr.SuenChiWai Mr.SumWaiKei,Wilfred EXECUTIVECOMMITTEE Mr.LeeWaLun,Warren(Chairman) Mr.XuHaohao (appointedwitheffectfrom4June2024)Mr.LamChiShing Ms.LiMing AUDITCOMMITTEE Mr.ChanSzeChung(Chairman) Mr.KuoJen-HaoMr.SuenChiWai Mr.SumWaiKei,WilfredMr.XuHaohao (ceasedtobememberwitheffectfrom4June2024) NOMINATIONCOMMITTEE Mr.SuenChiWai(Chairman) Mr.ChanSzeChungMr.SumWaiKei,WilfredMr.XuHaohao (ceasedtobememberwitheffectfrom4June2024) REMUNERATIONCOMMITTEE Mr.SumWaiKei,Wilfred(Chairman) Mr.KuoJen-HaoMr.ChanSzeChungMr.SuenChiWai COMPANYSECRETARY Ms.LauKaKi,Klare (appointedwitheffectfrom1August2024) Mr.LeeHonSang (resignedwitheffectfrom1August2024) AUTHORISEDREPRESENTATIVES Mr.LeeWaLun,WarrenMs.LauKaKi,Klare (appointedwitheffectfrom1August2024) Mr.LeeHonSang (resignedwitheffectfrom1August2024) 董事会 非执行董事： 郭人豪先生（主席） 执行董事： 李华伦先生（董事总经理）徐昊昊先生 （自二零二四年六月四日起由非执行董事调任） 林志成先生李铭女士 独立非执行董事： 陈思聪先生 孙志伟先生岑伟基先生 执行委员会 李华伦先生（主席）徐昊昊先生 （自二零二四年六月四日起获委任）林志成先生 李铭女士 审核委员会 陈思聪先生（主席）郭人豪先生 孙志伟先生岑伟基先生徐昊昊先生 （自二零二四年六月四日起不再担任成员） 提名委员会 孙志伟先生（主席）陈思聪先生 岑伟基先生徐昊昊先生 （自二零二四年六月四日起不再担任成员） 薪酬委员会 岑伟基先生（主席）郭人豪先生 陈思聪先生孙志伟先生 公司秘书 刘嘉琪女士 （自二零二四年八月一日起获委任）李汉生先生 （自二零二四年八月一日起辞任） 授权代表 李华伦先生刘嘉琪女士 （自二零二四年八月一日起获委任）李汉生先生 （自二零二四年八月一日起辞任） 大禹金融控股有限公司2024中期业绩报告1 CorporateInformation(Continued) 公司资料（续） INDEPENDENTAUDITOR BDOLimited RegisteredPublicInterestEntityAuditor PRINCIPALBANKERS BNPParibasHongKongBranch BankofCommunicationsCo.,Ltd.HongKongBranchIndustrialandCommercialBankofChina(Asia)LimitedOCBCBank(HongKong)Limited HEADQUARTERANDPRINCIPALPLACEOFBUSINESSINHONGKONG Room1801,18thFloorAlliedKajimaBuilding138GloucesterRoadWanchai,HongKong REGISTEREDOFFICE CricketSquareHutchinsDrive P.O.Box2681 GrandCaymanKY1-1111CaymanIslands PRINCIPALSHAREREGISTRARANDTRANSFEROFFICE ConyersTrustCompany(Cayman)LimitedCricketSquare HutchinsDrive P.O.Box2681 GrandCaymanKY1-1111CaymanIslands HONGKONGBRANCHSHAREREGISTRARANDTRANSFEROFFICE HongKongRegistrarsLimitedShops1712-1716,17thFloorHopewellCentre 183Queen’sRoadEastWanchai,HongKong STOCKCODE 1073(listedontheMainBoardofTheStockExchangeofHongKongLimited) WEBSITE www.irasia.com/listco/hk/dayufinancial/ 独立核数师 香港立信德豪会计师事务所有限公司 注册公众利益实体核数师 主要往来银行 法国巴黎银行香港分行 交通银行股份有限公司香港分行中国工商银行（亚洲）有限公司华侨银行（香港）有限公司 总部及香港主要营业地点 香港湾仔 告士打道138号联合鹿岛大厦18楼1801室 注册办事处 CricketSquareHutchinsDrive P.O.Box2681 GrandCaymanKY1-1111CaymanIslands 主要股份过户登记处 ConyersTrustCompany(Cayman)LimitedCricketSquare HutchinsDrive P.O.Box2681 GrandCaymanKY1-1111CaymanIslands 香港股份过户登记分处 香港证券登记有限公司香港湾仔 皇后大道东183号合和中心 17楼1712-1716号铺 股份代号 1073（于香港联合交易所有限公司主板上市） 网站 www.irasia.com/listco/hk/dayufinancial/ 2DaYuFinancialHoldingsLimitedInterimReport2024 ManagementDiscussionandAnalysis 管理层讨论及分析 BUSINESSREVIEW Forthesixmonthsended30June2024(the“InterimPeriod”),DaYuFinancialHoldingsLimited(the“Company”)anditssubsidiaries(collectivelythe“Group”)areprincipallyengagedintheprovisionofcorporatefinanceadvisoryservicesandassetmanagementservicesthroughitswholly-ownedsubsidiary,YuMingInvestmentManagementLimited(“YuMing”),insecuritiesbrokingandplacingofsecuritiesthroughawholly-ownedsubsidiary,MortonSecuritiesLimited(“MortonSecurities”),andinmoneylendingbusinessinHongKongmainlythroughanotherwholly-ownedsubsidiary,MorganFinanceLimited(“MorganFinance”). YuMingislicensedtocarryoutType1(dealinginsecurities),Type4(advisingonsecurities),Type6(advisingoncorporatefinance)andType9(assetmanagement)regulatedactivitiesundertheSecuritiesandFuturesOrdinance(Chapter571oftheLawsofHongKong)(the“SFO”). MortonSecuritiesisasecuritiesdealerlicensedtocarryoutType1(dealinginsecurities)regulatedactivitiesundertheSFO.MortonSecuritiesisalsoanExchangeParticipantofTheStockExchangeofHongKongLimited(the“StockExchange”)andisadmittedbyHongKongSecuritiesClearingCompanyLimitedtoparticipateintheCentralClearingandSettlementSystemasaDirectClearingParticipant(withinthemeaningoftheGeneralRulesofCentralClearingandSettlementSystem). MorganFinanceholdsthemoneylenderslicence,whichwasgrantedbythelicensingcourtpursuanttotheMoneyLendersOrdinance(Chapter163oftheLawsofHongKong)andtheMoneyLendersRegulations,allowingMorganFinancetocarryonmoneylendingbusinessinHongKong. CorporateFinanceAdvisory DuringtheInterimPeriod,thecorporatefinanceadvisoryservicesprovidedbyYuMingmainlyincludedthefollowing: (i)actingasfinancialadvisertoadviselistedissuers,shareholdersandinvestorsoflistedissuersandentitiesonspecifictransactionsinrespectoftheRulesGoverningtheListingofSecuritiesontheStockExchange(the“ListingRules”),theRulesGoverningtheListingofSecuritiesonGEMoftheStockExchangeand/ortheHongKongCod