敦信金融2023年度报告

UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM20-F ☐REGISTRATIONSTATEMENTPURSUANTTOSECTION12(b)OR12(g)OFTHESECURITIESEXCHANGEACTOF1934 OR ☐ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 Forthefiscalyearended:December31,2023 OR ☐TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 OR ☐SHELLCOMPANYREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 DateofeventrequiringthisshellcompanyreportForthetransitionperiodfromto Commissionfilenumber:001-34958 DUNXINFINANCIALHOLDINGSLIMITED (ExactnameofRegistrantasspecifiedinitscharter) NotApplicableCaymanIslands (TranslationofRegistrant’snameintoEnglish) (Jurisdictionofincorporationororganization) 27thFloor,LianfaInternationalBuilding128XudongRoad,WuchangDistrictWuhanCity,HubeiProvince430063People’sRepublicofChina (Addressofprincipalexecutiveoffices) Mr.Ai(Kosten)MeiChiefExecutiveOfficerTel:+86-27-87303888 E-mail:contact@dunxin.us 27thFloor,LianfaInternationalBuilding 128XudongRoad,WuchangDistrictWuhanCity,HubeiProvince430063People’sRepublicofChina (Name,Telephone,E-mailand/orFacsimilenumberandAddressofCompanyContactPerson) SecuritiesregisteredortoberegisteredpursuanttoSection12(b)oftheAct: TitleofeachclassTradingSymbol(s)Exchangeonwhichregistered Ordinaryshares,parvalue $0.00005pershareAmericandepositaryshares,eachrepresenting480ordinaryshares DXFNYSEAmericanLLC*NYSEAmericanLLC *NotfortradingbutonlyinconnectionwiththelistingonNYSEAmericanLLCdepositaryshares.SecuritiesregisteredortoberegisteredpursuanttoSection12(g)oftheAct:None SecuritiesforwhichthereisareportingobligationpursuanttoSection15(d)oftheAct:None Numberofoutstandingsharesofeachoftheissuer’sclassesofcapitalorcommonstockasofDecember31,2023:10,232,461,723ClassAordinaryshares,parvalue$0.00005pershare;512,232,237ClassBordinaryshares,parvalueUS$0.00005each. Indicatebycheckmarkiftheregistrantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct.Yes☐No☐ Ifthisreportisanannualortransitionreport,indicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13or15(d)oftheSecuritiesExchangeActof1934.Yes☐No☐ Indicatebycheckmarkwhethertheregistrant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.Yes☐No☐ IndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyeveryInteractiveDataFilerequiredtobesubmittedpursuanttoRule405ofRegulationS-T(§232.405ofthischapter)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitsuchfiles).Yes☐No☐ Indicatebycheckmarkwhethertheregistrantisalargeacceleratedfiler,anacceleratedfiler,oranon-acceleratedfiler,oranemerginggrowthcompany.Seedefinitionof“acceleratedfilerandlargeacceleratedfiler,”“acceleratedfiler,”and“emerginggrowthcompany”inRule12b-2oftheExchangeAct.(Checkone): Largeaccelerated☐Accelerated ☐Non-acceleratedfiler☐ filer filer Emerginggrowth company☐ IfanemerginggrowthcompanythatpreparesitsfinancialstatementsinaccordancewithU.S.GAAP,indicatebycheckmarkiftheregistranthaselectednottousetheextendedtransitionperiodforcomplyingwithanyneworrevisedfinancialaccountingstandards†providedpursuanttoSection13(a)oftheExchangeAct.☐ †Theterm“neworrevisedfinancialaccountingstandard”referstoanyupdateissuedbytheFinancialAccountingStandardsBoardtoitsAccountingStandardsCodificationafterApril5,2012. Indicatebycheckmarkwhethertheregistranthasfiledareportonandattestationtoitsmanagement’sassessmentoftheeffectivenessofitsinternalcontroloverfinancialreportingunderSection404(b)oftheSarbanes-OxleyAct(15 U.S.C.7262(b))bytheregisteredpublicaccountingfirmthatpreparedorissueditsauditreport.☐ IfsecuritiesareregisteredpursuanttoSection12(b)oftheAct,indicatebycheckmarkwhetherthefinancialstatementsoftheregistrantincludedinthefilingreflectthecorrectionofanerrortopreviouslyissuedfinancialstatements.☐ Indicatebycheckmarkwhetheranyofthoseerrorcorrectionsarerestatementsthatrequiredarecoveryanalysisofincentive-basedcompensationreceivedbyanyoftheregistrant’sexecutiveofficersduringtherelevantrecoveryperiodpursuantto§240.10D-1(b).☐ Indicatebycheckmarkwhichbasisofaccountingtheregistranthasusedtopreparethefinancialstatementsincludedinthisfiling: U.S.GAAP ☐ InternationalFinancialReportingStandardsasissuedbytheInternationalAccountingStandardsBoard☐ Other☐ If“Other”hasbeencheckedinresponsetothepreviousquestion,indicatebycheckmarkwhichfinancialstatementitemtheregistranthaselectedtofollow.Item17☐Item18☐ Ifthisisanannualreport,indicatebycheckmarkwhethertheregistrantisashellcompany(asdefinedinRule12b-2oftheSecuritiesExchangeActof1934).Yes☐No☐ TABLEOFCONTENTS CONVENTIONSTHATAPPLYTOTHISANNUALREPORT3 FORWARD-LOOKINGSTATEMENTS5 Item1.IdentityofDirectors,SeniorManagementandAdvisers6 PARTI Item3.KeyInformation6 Item2.OfferStatisticsandExpectedTimetable6 Item4A.UnresolvedStaffComments71 Item4.Inform