CLSA PREMIUM2022年报

AnnualReport 2022 年报 目录 CONTENTS 公司资料 2CorporateInformation 董事会简介 5Board’sProfile 副行政总裁报告 9StatementfromtheDeputyChiefExecutiveOfficer 管理层之讨论及分析 12ManagementDiscussionandAnalysis 董事会报告 22Directors’Report 企业管治报告 47CorporateGovernanceReport 独立核数师报告 63IndependentAuditor’sReport 综合全面收益表 71ConsolidatedStatementofComprehensiveIncome 综合财务状况表 73ConsolidatedStatementofFinancialPosition 综合权益变动表 75ConsolidatedStatementofChangesinEquity 综合现金流量表 76ConsolidatedStatementofCashFlows 综合财务报表附注 78NotestotheConsolidatedFinancialStatements DIRECTORS ExecutiveDirectors Mr.YUANFeng(DeputyChiefExecutiveOfficer) Mr.CHUNGCheukFanMarco Non-executiveDirectors Mr.LIJiong(Chairman) Mr.XUJianqiang Independentnon-executiveDirectors Mr.WUJianfeng Mr.ChristopherWesleySATTERFIELDMs.HUZhaoxia AUDITCOMMITTEE Ms.HUZhaoxia(CommitteeChairman) Mr.WUJianfeng Mr.ChristopherWesleySATTERFIELD REMUNERATIONCOMMITTEE Mr.ChristopherWesleySATTERFIELD(CommitteeChairman) Mr.YUANFengMr.WUJianfeng NOMINATIONCOMMITTEE Mr.LIJiong(CommitteeChairman)Mr.ChristopherWesleySATTERFIELDMs.HUZhaoxia CORPORATEGOVERNANCECOMMITTEE Mr.XUJianqiang(CommitteeChairman)Mr.ChristopherWesleySATTERFIELDMs.HUZhaoxia 董事 执行董事 袁峰先生（副行政总裁）钟卓勋先生 非执行董事 李冏先生（主席）许建强先生 独立非执行董事 武剑锋先生 ChristopherWesleySATTERFIELD先生胡朝霞女士 审核委员会 胡朝霞女士（委员会主席）武剑锋先生 ChristopherWesleySATTERFIELD先生 薪酬委员会 ChristopherWesleySATTERFIELD先生 （委员会主席） 袁峰先生 武剑锋先生 提名委员会 李冏先生（委员会主席） ChristopherWesleySATTERFIELD先生 胡朝霞女士 企业管治委员会 许建强先生（委员会主席） ChristopherWesleySATTERFIELD先生 胡朝霞女士 2 CLSAPREMIUMLIMITEDANNUALREPORT2022 COMPANYSECRETARY Mr.SHEKWingWa AUTHORISEDREPRESENTATIVES Mr.XUJianqiangMr.YUANFeng REGISTEREDOFFICE CricketSquare,HutchinsDrive, P.O.Box2681,GrandCayman,KY1-1111,CaymanIslands HEADOFFICEANDPRINCIPALPLACEOFBUSINESSINHONGKONG Suite810,Level8,OnePacificPlace,88Queensway,HongKong CAYMANISLANDSPRINCIPALSHAREREGISTRARANDTRANSFEROFFICE ConyersTrustCompany(Cayman)LimitedCricketSquare, HutchinsDrive, P.O.Box2681,GrandCayman,KY1-1111,CaymanIslands 公司秘书 石永华先生 授权代表 许建强先生袁峰先生 注册办事处 CricketSquare,HutchinsDrive, P.O.Box2681,GrandCayman,KY1-1111, CaymanIslands 香港总部及主要营业地点 香港 金钟道88号太古广场一座8楼810室 开曼群岛主要股份过户及登记处 ConyersTrustCompany(Cayman)LimitedCricketSquare, HutchinsDrive, P.O.Box2681,GrandCayman,KY1-1111, CaymanIslands CORPORATEINFORMATION 公司资料 CLSAPREMIUMLIMITED二零二二年报3 HONGKONGBRANCHSHAREREGISTRARANDTRANSFEROFFICE UnionRegistrarsLimitedSuites3301-04,33/F, TwoChinachemExchangeSquare,338King’sRoad,NorthPoint,HongKong PRINCIPALBANKERS BankofCommunications(HongKong)Limited20PedderStreet, Central,HongKong BankofChina(HongKong)Limited1GardenRoad,HongKong ChinaCITICBankInternationalLimited79/F,InternationalCommerceCentre,1AustinRoadWest, Kowloon,HongKong AUDITOR BDOLimited CertifiedPublicAccountants RegisteredPublicInterestEntityAuditor25thFloor,WingOnCentre, 111ConnaughtRoadCentral,HongKong STOCKCODE 6877 COMPANY’SWEBSITE www.clsapremium.com note: •AsdisclosedintheCompany’sannouncementdated26April2022,theCompany’sheadofficeandprincipalplaceofbusinessinHongKonghadbeenchangedwitheffectfrom1May2022. 香港股份过户及登记分处 联合证券登记有限公司香港 北角英皇道338号华懋交易广场2期33楼3301-04室 主要往来银行 交通银行（香港）有限公司香港中环 毕打街20号 中国银行（香港）有限公司香港花园道1号 中信银行（国际）有限公司香港九龙 柯士甸道西1号环球贸易广场79楼 核数师 香港立信德豪会计师事务所有限公司注册会计师 注册公众利益实体核数师香港 干诺道中111号永安中心25楼 股份代号 6877 公司网站 www.clsapremium.com 附注： •诚如本公司日期为二零二二年四月二十六日之公告所披露，本公司之香港总部及主要营业地点已更改，自二零二二年五月一日起生效。 4 CLSAPREMIUMLIMITEDANNUALREPORT2022 EXECUTIVEDIRECTORS Mr.YUANFeng,aged39,hasbeenappointedasthedeputychiefexecutiveofficeroftheGroupinJune2019,aswellasadirectorofcertainsubsidiariesoftheCompanyandaresponsibleofficerofCLSAPremiumInternational(HK)Limited.HeisalsoamemberoftheCompany’sremunerationcommittee.Mr.YuanistheseniorvicepresidentofplanningandfinancedepartmentofCITICSecuritiesCompanyLimited(“CITICSecurities”),thecontrollingshareholderofCITICSecuritiesInternationalCompanyLimited,whichisthecontrollingshareholder(asdefinedintheRulesGoverningtheListingofSecuritiesonTheStockExchangeofHongKongLimited)oftheCompanysinceApril2019andthechieffinancialofficerofCLSAGroup,whichisawholly-ownedsubsidiaryofCITICSecurities.Mr.YuanpreviouslyworkedasasenioraccountantoffinancedepartmentofCITICCorporationLimitedfromFebruary2015toApril2019,andasanauditmanagerofDeloitteToucheTohmatsufromJuly2008toJuly2014.Mr.Yuanobtainedhismaster’sdegreeinworldeconomicsfromUniversityofInternationalRelationsin2008,andhasbeenamemberofTheChineseInstituteofCertifiedPublicAccountantssince2014. Mr.CHUNGCheukFanMarco,aged43,iscurrentlytheHeadofLegalandComplianceoftheCompanyandhehasjoinedtheCLSAGroupastheGroupHeadofLegalinApril2021.PriortojoiningtheCLSAGroup,Mr.ChungworkedatMorganStanleybetweenNovember2011toApril2021holdingvariouspositionsincludingRegionalHeadofLegalfortheInvestmentManagementPrivateFundsbusiness;RegionalHeadofLegalfortheInvestmentBankingMergersandAcquisitionsbusiness;andtheRegionalChiefOperatingOfficerfortheInvestmentManagementPrivateFundsbusiness. PriortojoiningMorganStanley,Mr.ChungworkedasacorporateattorneyatSlaughterandMay’sLondonandHongKongofficesbetween2004to2011.Mr.Chungis