铜道控股美股招股说明书(2022-12-14版)

424B51ea170136-424b5_tdholdings.htmPROSPECTUSSUPPLEMENT FiledpursuanttoRule424(b)(5) FileNo.333-239757 SupplementNo.1datedDecember12,2022 TotheProspectusSupplementdatedJanuary19,2021(ToProspectusdatedAugust4,2020) Upto2,589,306SharesofCommonStockTDHOLDINGS,INC. Thissupplement,referredtoastheSupplement,amendsandsupplementscertaininformationcontainedintheprospectussupplementdatedJanuary19,2021,referredtoastheprospectussupplement,relatingtotheissuanceandsaleofupto15,775,000sharesofourcommonstock,$0.001parvaluepershare,referredtoastheCommonStock,fromtimetotimedirectlytoWhiteLionCapitalLLC,aNevadalimitedLiabilitycompany,orWhiteLionCapital,underaCommonStockPurchaseAgreemententeredintoonJanuary19,2021,orthePurchaseAgreement.ThisSupplementconsistsoftheCurrentReportonForm8-KfiledbyuswiththeSecuritiesandExchangeCommissiononDecember14,2022,whichwerefertoastheForm8-K.ThisSupplementshouldbereadinconjunctionwiththeprospectussupplementandtheprospectusdatedAugust4,2020(asamendedandsupplementedtodate),whichwerefertoastheprospectus,towhichtheprospectussupplementrelates.DefinedtermsusedinthisSupplementandnotdefinedhereinhavetherespectivemeaningsascribedtosuchtermsintheprospectussupplement.ThisSupplementamendsonlythosesectionsoftheprospectussupplementaffectedbythisSupplement;allothersectionsoftheprospectussupplementremainunchanged.Totheextentthereisadiscrepancybetweentheinformationcontainedhereinandtheinformationintheprospectussupplementortheprospectus,theinformationcontainedhereinsupersedesandreplacessuchconflictinginformation. ThisSupplementisbeingfiledtoreflecttheamendmentandrestatementofthePurchaseAgreementpursuanttothatcertainSettlementandRestatedCommonStockPurchaseAgreement,datedDecember12,2022,byandbetweenusandWhiteLion,whichwerefertoastheAmendedandRestatedPurchaseAgreement,asdescribedtheForm8-K,toreflect,amongotherthings,thatwenowmayofferandselldirectlytoWhiteLionupto2,589,306sharesofCommonStockpursuanttotheAmendedandRestatedPurchaseAgreementundertheregistrationstatementofwhichthisSupplement,theprospectussupplementandtheprospectusareapart.Accordingly,eachreferenceto,anddescriptionof,the“PurchaseAgreement”,includingthesharesofCommonStockwemayselldirectlytoWhiteLionfromtimetotimethereunderintheprospectussupplementisherebyamendedtoreferto“AmendedandRestatedPurchaseAgreement,”includingthatfromthedateofthisSupplementmayofferandselldirectlytoWhiteLionupto2,589,306sharesofCommonStockthereunder.ThisSupplement,togetherwiththeprospectussupplementandtheprospectus,istobeusedbycertainholdersoftheabove-referencedsecuritiesorbytheirpledgees,donees,transfereesorothersuccessors-in-interestinconnectionwiththeofferandsaleofsuchsecurities. AsofthedateofthisSupplement,wehadsold1,253,468sharesofourCommonstockunderthePurchaseAgreement. OurCommonStockiscurrentlylistedontheNasdaqCapitalMarketunderthesymbol“GLG.”OnDecember12,2022,thelastreportedsalepriceforourCommonStockontheNasdaqCapitalMarketwas$1.23pershare. TheaggregatemarketvalueofouroutstandingsharesofCommonStockheldbynon-affiliateswasapproximately$53.46millionbasedon55,699,386outstandingsharesofCommonStock,ofwhich11,518,385sharesareheldbynon-affiliates,andpersharepriceof$1.21,whichwasthelastreportedpriceontheNasdaqCapitalMarketforourCommonStockonDecember13,2022.WehavenotofferedanysecuritiespursuanttoGeneralInstructionI.B.6.ofFormS-3duringtheprior12calendarmonthperiodthatendsonandincludesthedateofthisSupplementandwemayselluptoapproximately$80millionofsecuritieshereunder. InvestinginourCommonStockinvolvesrisks.Youshouldcarefullyreviewtherisksdescribedundertheheading“RiskFactors”beginningonpage5oftheprospectussupplementwhichareincorporatedbyreferencehereinbeforeyouinvestinoursecurities. NeithertheSecuritiesandExchangeCommissionnoranystatesecuritiescommissionhasapprovedordisapprovedofthesesecuritiesordeterminedifthisSupplement,theprospectussupplementortheprospectusistruthfulorcomplete.Anyrepresentationtothecontraryisacriminaloffense. ThedateofthisSupplementisDecember12,2022 UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549FORM8-K CURRENTREPORT PursuanttoSection13orSection15(d)oftheSecuritiesExchangeActof1934 DateofReport(DateofEarliestEventReported):December12,2022 TDHoldings,Inc. (Exactnameofregistrantasspecifiedinitscharter) Delaware001-3605545-4077653 (Stateorotherjurisdictionofincorporation) (CommissionFileNumber)(IRSEmployerIdentificationNo.) 25thFloor,BlockC,TairanBuildingNo.31Tairan8thRoad,FutianDistrictShenzhen,Guangdong,PRC518000(AddressofPrincipalExecutiveOffices) +86(0755)88898711 (Issuer’stelephonenumber) (Formernameorformeraddress,ifchangedsincelastreport) ChecktheappropriateboxbelowiftheForm8-Kfilingisintendedtosimultaneouslysatisfythefilingobligationtotheregistrantunderanyofthefollowingprovisions: ☐WrittencommunicationspursuanttoRule425undertheSecuritiesAct(17CFR230.425) ☐SolicitingmaterialpursuanttoRule14a-12undertheExchangeAct(17CFR240.14a-12) ☐Pre-commencementcommunicationspursuanttoRule14d-2(b)undertheExchangeAct(17CFR240.14d-2(b)) ☐Pre-commencementcom