研控科技2021年度报告

TableofContents (MarkOne) UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549FORM20-F ☐REGISTRATIONSTATEMENTPURSUANTTOSECTION12(B)OR12(G)OFTHESECURITIESEXCHANGEACTOF1934 OR ☒ANNUALREPORTPURSUANTTOSECTION13OR15(D)OFTHESECURITIESEXCHANGEACTOF1934 ForthefiscalyearendedJune30,2022 OR ☐TRANSITIONREPORTPURSUANTTOSECTION13OR15(D)OFTHESECURITIESEXCHANGEACTOF1934 OR ☐SHELLCOMPANYREPORTPURSUANTTOSECTION13OR15(D)OFTHESECURITIESEXCHANGEACTOF1934 Dateofeventrequiringthisshellcompanyreport ForthetransitionperiodfromtoCommissionfilenumber001-34409 RECONTECHNOLOGY,LTD (ExactnameofRegistrantasspecifiedinitscharter) CaymanIslands (Jurisdictionofincorporationororganization) Room601,No.1Shui’anSouthStreetChaoyangDistrict,Beijing100012People’sRepublicofChina (Addressofprincipalexecutiveoffices) LiuJia,ChiefFinancialOfficerTelephone:+86(10)84945799 liujia@recon.cn;Fax:+86(10)84945792Room601,No.1Shui’anSouthStreetChaoyangDistrict,Beijing100012People’sRepublicofChina SecuritiesregisteredortoberegisteredpursuanttoSection12(b)oftheAct: TitleofeachclassNameofeachexchangeonwhichregistered ClassAOrdinaryShares,$0.0925parvaluepershare NASDAQCapitalMarket SecuritiesregisteredortoberegisteredpursuanttoSection12(g)oftheAct:None SecuritiesforwhichthereisareportingobligationpursuanttoSection15(d)oftheAct:None Indicatethenumberofoutstandingsharesofeachoftheissuer’sclassesofcapitalorcommonstockasofthecloseoftheperiodcoveredbytheannualreport:26,868,391ClassAOrdinaryShares. TableofContents Indicatebycheckmarkiftheregistrantisawell-knownseasonedissuer,asdefinedinRule405oftheSecuritiesAct. ☐Yes☒No Ifthisreportisanannualortransitionreport,indicatebycheckmarkiftheregistrantisnotrequiredtofilereportspursuanttoSection13or15(d)oftheSecuritiesExchangeActof1934. ☐Yes☒NoIndicatebycheckmarkwhethertheregistrant:(1)hasfiledallreportsrequiredtobefiledbySection13 or15(d)oftheSecuritiesExchangeActof1934duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days. ☒Yes☐No IndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyeveryInteractiveDataFilerequiredtobesubmittedpursuanttoRule405ofRegulationS-T(§232.405ofthischapter)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitsuchfiles). ☒Yes☐No Indicatebycheckmarkwhethertheregistrantisalargeacceleratedfiler,anacceleratedfiler,anon-acceleratedfiler,oranemerginggrowthcompany.Seedefinitionof“largeacceleratedfiler,“acceleratedfiler,”and“emerginggrowthcompany”inRule12b-2oftheExchangeAct. Largeacceleratedfiler☐Acceleratedfiler☐Non-acceleratedfiler☒ Emerginggrowthcompany☐ IfanemerginggrowthcompanythatpreparesitsfinancialstatementsinaccordancewithU.S.GAAP,indicatebycheckmarkiftheregistranthaselectednottousetheextendedtransitionperiodforcomplyingwithanyneworrevisedfinancialaccountingstandards†providedpursuanttoSection13(a)oftheExchangeAct.☐ †Theterm“neworrevisedfinancialaccountingstandard”referstoanyupdateissuedbytheFinancialAccountingStandardsBoardtoitsAccountingStandardsCodificationafterApril5,2012. Indicatebycheckmarkwhichbasisofaccountingtheregistranthasusedtopreparethefinancialstatementsincludedinthisfiling: U.S.GAAP☒InternationalFinancialReportingStandardsasissued bytheInternationalAccountingStandardsBoard☐ Other☐ If“Other”hasbeencheckedinresponsetothepreviousquestion,indicatebycheckmarkwhichfinancialstatementitemtheregistranthaselectedtofollow. ☐Item17☐Item18 Ifthisisanannualreport,indicatebycheckmarkwhethertheregistrantisashellcompany(asdefinedinRule12b-2oftheSecuritiesExchangeActof1934). ☐Yes☒No (APPLICABLEONLYTOISSUERSINVOLVEDINBANKRUPTCYPROCEEDINGSDURINGTHEPASTFIVEYEARS) IndicatebycheckmarkwhethertheregistranthasfiledalldocumentsandreportsrequiredtobefiledbySections12,13or15(d)oftheSecuritiesExchangeActof1934subsequenttothedistributionofsecuritiesunderaplanconfirmedbyacourt. ☐Yes☐No TableofContents TableofContents Page PARTI5 ITEM1.IDENTITYOFDIRECTORS,SENIORMANAGEMENTANDADVISERS5 ITEM2.OFFERSTATISTICSANDEXPECTEDTIMETABLE5 ITEM3.KEYINFORMATION5 ITEM4.INFORMATIONONTHECOMPANY32 ITEM4A.UNRESOLVEDSTAFFCOMMENTS56 ITEM5.OPERATINGANDFINANCIALREVIEWANDPROSPECTS57 ITEM6.DIRECTORS,SENIORMANAGEMENTANDEMPLOYEES72 ITEM7.MAJORSHAREHOLDERSANDRELATEDPARTYTRANSACTIONS80 ITEM8.FINANCIALINFORMATION83 ITEM9.THEOFFERANDLISTING83 ITEM10.ADDITIONALINFORMATION84 QUANTITATIVEANDQUALITATIVEDISCLOSURESABOUTMARKET ITEM11.RISK91 ITEM12.DESCRIPTIONOFSECURITIESOTHERTHANEQUITYSECURITIES92 PARTII92 ITEM13.DEFAULTS,DIVIDENDARREARAGESANDDELINQUENCIES92 MATERIALMODIFICATIONSTOTHERIGHTSOFSECURITYHOLDERS ITEM14.ANDUSEOFPROCEEDS92 ITEM15.CONTROLSANDPROCEDURES92 ITEM15T.CONTROLSANDPROCEDURES95 ITEM16.[RESERVED]95 ITEM16A.AUDITCOMMITTEEFINANCIALEXPERT95 ITEM16B.CODEOFETHICS95 ITEM16C.PRINCIPALACCOUNTANTFEESANDSERVICES95 EXEMPTIONSFROMTHELISTINGSTANDARDSFORAUDIT ITEM16D. ITEM16E. COMMITTEES96 PURCHASESOFEQUITYSECURITIESBYTHEISSUERANDAFFILIATEDPURCHASERS96 ITEM16F.CHANGEINREGISTRANT’SCERTIF