知识产权统计年报2021

知识产权统计年报2021 ChinaIntellectualPropertyStatisticalYearbook2021 国家知识产权局战略规划司 StrategyandDevelopmentPlanningDepartment,CNIPA 编者说明 《知识产权统计年报-2021》(下文简称“年报”)是反映我国知识产权工作进展情况的综合资料性年刊。本年报收录了2021年我国专利、商标、地理标志、集成电路布图设计数据和相关历史数据。 本年报分为九个章节，即：（一）专利申请状况；（二）专利授权状况；（三）专利有效状况；（四）专利申请代理状况；（五）专利申请、授权按IPC分类分布状况； （六）向境外发明专利申请、授权、有效及PCT申请受理状况；（七）商标申请、注册及有效注册状况；（八）地理标志作为集体商标、证明商标注册、地理标志产品批准状况；（九）集成电路布图设计登记申请、发证状况。上述数据按知识产权类型、来源地、权利人类型、国际专利分类等进行分组。除第六章的部分数据来源于世界知识产权组织外，其余数据均由国家知识产权局统计汇总。除特别注明外，本年报统计表数量单位均为“件”，专利总累计数据是指1985年至统计年份的专利累计数据。 为适应知识产权事业不断发展的形势，多年来，年报在统计内容上进行了多方面调整。 一是在原已纳入统计的城市基础上增加了副省级城市、计划单列市和新疆生产建设兵团的专利统计数据。原已纳入统计的城市有广州、武汉、西安、沈阳、大连、哈尔滨、青岛。具体增加情况如下：1999年4月—宁波，1999年7月—长春、南京、杭州、济南、成都、厦门、深圳，2008年5月—新疆生产建设兵团。以上各地区的有关专利数据自上述日期始统计，分省数据包含以上各地区相关统计数据。 二是根据国家地区变更调整专利数据来源地统计项。原荷属安的列斯、捷克斯洛伐克、南斯拉夫、塞尔维亚和黑山等作为国家已不再存在，其相关数据合并在“其他”统计项名下。 三是调整了部分数据的专利统计口径。自2017年1月起，国家知识产权局对专利统计数据公开内容进行调整，对专利申请量进行公开，不再公开专利受理量。为保证数据的延续性，本年报保留了2016年及以前的专利受理量数据。 四是调整了年报统计范围。国务院机构改革落地后，国家知识产权局工作职能发生了变化，增加了商标、地理标志、集成电路布图设计审查行政审批管理职能， 因此年报统计范围也相应进行调整，涵盖了专利、商标、地理标志、集成电路布图设计等知识产权审查注册登记统计数据。自2019年起本年报更名为《知识产权统计年报》，原名称《专利统计年报》不再使用。 五是对统计表结构和内容进行了优化调整。为便于历史比较，在部分表中增加了2016年、2020年数据；优化合并专利申请、授权、有效分职务、非职务以及分申请人（专利权人）类型统计表；增加分地区马德里商标国际注册申请量统计表。 知识产权统计数据是进行科技实力评价、科技产出比较、市场竞争能力评估的重要指标。本年报对于了解和分析我国各地区、分领域知识产权工作进展、发明创造能力、国外来华专利布局情况以及预测科学技术发展有着重要参考价值。 国家知识产权局战略规划司 2022年6月 PREFACE ChinaIntellectualPropertyStatisticalYearbook2021(HereinafterreferredtoastheYearbook)isacomprehensiveannualpublicationdepictingthedevelopmentofintellectualpropertybusinessinChina,whichincludesstatisticaldataofpatents,trademarks,geographicindications,andintegratedcircuitlayoutdesignsin2021,aswellastherelatedhistoricstatistics. TheYearbookconsistsofninesections,i.e.1.statisticsofpatentapplications;2.statisticsofpatentgrants;3.statisticsofpatentsinforce;4.statisticsofpatentapplicationsviaagency; 5.statisticsofpatentapplicationsandgrantsbyIPCs;6.statisticsofpatentapplications,grants,andpatentsinforceabroadoriginatedfromthemainlandofChinaandPCTinternationalpatentapplicationsreceivedbytheCNIPA;7.statisticsoftrademarkapplications,registrationsandtrademarkinforce;8.statisticsofGIascollectivemarksandcertificationmarksandGIproducts;9.statisticsofapplicationsandcertificatesofintegratedcircuitlayoutdesigns.Thestatisticaldatamentionedabovearesortedbytypes,origins,patentee,andIPCs,etc.AllthestatisticaldataintheYearbookarecollectedandprocessedbytheCNIPA,exceptforpartofthoseinthesixthsectionwhicharefromtheWorldIntellectualPropertyOrganization(WIPO).TheunitofallstatisticsintheYearbookisonepieceunlessbeingspeciallynoted,whiletheaccumulatedstatisticsofpatentsrefertothedatacountedfromtheyearof1985tothereportingyear. Inordertoalignwiththeconstantdevelopmentofintellectualproperty,severaladjustmentshavebeenmadetotheYearbook. Firstly,onthebasisofstatisticsofsomecitiesasGuangzhou,Wuhan,Xi’an,Dalian,Harbin,QingdaooriginallyexistingintheYearbook,statisticsofpatentsinseveralsub-provincialcities,municipalitieswithindependentplanningstatusundertheNationalSocialandEconomicDevelopment,andXinjiangProductionandConstructionCorpshadbeennewlyincludedsince1999,respectivelyasNingbo(sinceApril1999),Changchun,Nanjing,Hangzhou,Jinan,Chengdu,XiamenandShenzhen(sinceJuly1999),andXinjiangProductionandConstructionCorps(sinceMay2008).Allthestatisticsoftheseareaswerecountedfromtherespectivestartingdates,andintotheirbelongedprovinceswhenprovincialstatisticswereconsidered. Secondly,thestatisticaldataitemsbyoriginsareadjustedwiththechangeofcertaincountries.AsNetherlandsAntilles,Czechoslovakia,Yugoslavia,StateUnionofSerbiaandMontenegronolongerexisted,theirrelatedstatisticswerecountedunderthenameof“Others”. Thirdly,somedefinitionsonstatisticswerecalibrated.TheCNIPAadjustedthepublishedpatentstatistics,where,sinceJanuary2017,thestatisticsofpatentfilingsreceivedbytheOfficewasreplacedbythestatisticsofpatentapplications.TheYearbookkeptthestatisticsofpatentfilingsreceivedbytheOfficeintheyearof2016andbefore,soastokeeptheconsistencyofstatistics. Fourthly,thescopeofstatisticsintheYearbookwasexpanded.AftertherestructuringoftheagenciesundertheStateCouncil,theCNIPA’sfunctionalityevolvedaccordingly,embracingthenewlyaddedfunctionsofexamination,administrativeapprovalandmanagementontrademarks,geographicindications,andintegratedcircuitlayoutdesigns.Therefore,theYearbookexpandedthescopeofstatistics,harboringthestatisticsofapplication,examination,grantandregistrationofpatents,trademarks,geographicindications,andintegratedcircuitlayoutdesigns.Accordingly,theYearbookwasrenamedastheChinaIntellectualPropertyStatisticalYearbookafter2019,whiletheformernameofChinaPatentStatisticalYearbookwasnolongerused. Fifthly,thestructureandcontentofstatisticstablesintheYearbookweremodifiedandoptimized.Insometables,statisticsoftheyearsof2016and2020wereincludedforcomparisonofhistoricstatistics.Thestatistictablesofpatentapplications,grantsandpatentsinforcecountedbyserviceandnon-serviceinventionsorbytypesofapplicantsandpatenteeswerecombinedandameliorated,whileastatistictabl