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Report on the Self-Evaluation Conducted by IOSCO Members Pursuant to the 1994 IOSCO Resolution on "Commitment to Basic IOSCO Principles of High Regulatory Standards and Mutual Cooperation and Assistance"
1997-11-14
国际证券委员会组织
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Examination Procedures for SROCC Members to Determine Implementation of IOSCO Principles on Outsourcing by Market Intermediaries Outsourcing Their Activities
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FR16/2015 Thematic Review of the Implementation on the Timeliness and Frequency of Disclosure to Investors according to Principles 16 and 26 of the IOSCO Objectives and Principles of Securities Regulation
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Summary of Responses to the Questionnaire on Principles and Best Practice Standards on Infrastructure for Decision Making for CIS Operators
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2000-05-15
Final Report On Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds
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2004-11-15
Report on the Resolution on Principles for the Oversight of ScreenBased Trading Systems for Derivative Products
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